Compliance Processor – Legal Services Firm
Location: Spalding, Lincolnshire
Salary: £30,000 – £40,000 (depending on experience)
Type: Full Time, Permanent
Are you a detail-driven professional with experience in compliance, regulatory administration, or legal support? This Compliance Processor position offers the chance to be part of a forward-thinking legal team that values accuracy, integrity, and proactive problem-solving.
This is an excellent opportunity to join a respected professional services firm in Spalding, where compliance is not just a box-ticking exercise—it’s a key part of maintaining high standards and trust across the business.
About the Role
As a Compliance Processor, you’ll be a key member of the Risk & Compliance team, ensuring that the business remains aligned with regulatory standards and internal procedures. You’ll manage client onboarding processes, conduct due diligence checks, and support risk management and data protection tasks across the firm.
Key Responsibilities
Client Due Diligence & Onboarding
Carry out KYC and AML checks in accordance with internal policy and legal regulations
Verify identification and supporting documentation for individual and corporate clients
Complete sanctions and politically exposed persons (PEP) screening
Maintain accurate compliance records in the firm’s case management system
Risk & Regulatory Support
Assist with conflict-of-interest checks and risk clearance procedures
Monitor and track changes in regulations in support of the compliance function
Ensure accurate documentation is in place for the opening of all new matters
Compliance Administration
Maintain logs, records and filing for audit and internal review purposes
Assist in coordinating internal file audits and compliance spot checks
Support the onboarding of new team members with training and documentation
Contribute to updating internal policies and training logs
What You’ll Need
Essential:
Experience in a compliance or regulatory support role
Familiarity with anti-money laundering (AML), data protection (GDPR), and client due diligence
Strong IT skills, including Microsoft Office and legal software systems
High attention to detail and a process-focused working style
Discretion and professionalism when handling sensitive information
Organised, methodical, and collaborative mindset
Desirable:
Experience in a legal or regulated professional services environment
Working knowledge of SRA Codes of Conduct, Lexcel, or equivalent compliance standards
Confidence working with legal support teams and managing competing priorities
What’s on Offer
A full-time, permanent role with a salary between £30,000 – £40,000 DOE
Structured training and ongoing professional development
Flexible and hybrid working options available following probation
A professional yet supportive culture that values integrity, trust, and collaboration
This Compliance Processor position is ideal for someone looking to take the next step in compliance within a fast-paced legal setting. You’ll be trusted with real responsibility and have the chance to grow your career in a respected, values-led business.
Apply today to find out more and take your next step in regulatory compliance.